Wealth Management and Financial Planning for Bank Customers Since 1979

Technology

Tech Edge™  The Paperless Office!

Easily integrated into your current technology platform meeting all regulatory guidelines

Money Concepts Tech Edge™ is a combination of proprietary and industry leading software. Each piece is created to reduce the burden of back office tasks and to provide simple and easy to follow procedures.

We invest millions of dollars in software technology to make you more efficient and effective. By utilizing these tools you will be in a better position to grow your business.

Money Concepts Tech Edge™ includes:

  • LASER APP - The industry’s leading form filling software. It contains a library of over 15,000 applications for mutual funds, insurance products and annuities. It will automatically populate those applications and all Money Concepts forms and/or our clearing firm’s forms.

  • E-DOCS - (our paperless system) Go Paperless! Get rid of your bulky client files. With E-Docs you can access your commission statements and review pending items at any time. Increase productivity and improve business processes by converting paper forms to PDF format. In addition, we maintain your clients’ files on our server for you. You can access your clients’ files at any time with a click of a button for your safe keeping.

  • WebOps BLOTTER - With WebOps Money Concepts maintains and updates your required sales blotter for you.

  • CLIENTVIEW - Updated daily so you can view account statements, account values, holdings and transaction histories.  It automatically uploads client data into MorningStar advisors work station.

  • SENTINEL REPORT - Designed for clients making withdrawals, the Sentinel Report provides illustrations, numerically and graphically, in a client friendly format.

  • CLIENT VAULT- A secure website for your client. Each client has their own website containing their consolidated holdings in their own document vault. They can store all of their important documents, i.e. wills, trusts, tax returns, account statements all in one place.

  • COMPLIANCE MAX - Your integrated Compliance Management system. Through Compliance Max all of the following functions are automated. (Compliance Questionnaires and Attestations, Public Communications and Advertising Review, Gift and Entertainment Management, Customer Complaints, Firm Element Make-ups, Insurance Training, Branch Audit Technology and Monthly Compliance requirements)

  • TRACKER - Your integrated licensing management system. Through Tracker you can track all your licenses, appointments, registrations.

The cost of all this cutting edge technology is less than a dollar a day. In addition, Money Concepts provides deep discounts for the following industry leading software packages:

    • MorningStar Advisor Workstation

    • NetX360™ Pershing state-of-the-art on line brokerage platform

    • NaviPlan, Financial Profiles, MoneyGuide Pro, RedTail CRM

What Bank Presidents Are Saying.....

"We recognized that we had a gap in our ability to provide 'birth to death' financial services for our customer base. We were missing the link, between traditional banking products and that of our trust services. While others' wealth management offerings provided a bridge, Money Concepts provided us with a conduit that has provided substantial growth and revenue across all lines of our business. Our results have exceeded our own high expectations, but more importantly, that of our customers".  
Matthew P. Forrester, President & CEO
River Valley Financial Bank
Madison, IN

"Over the last eight years, working with Money Concepts, we have been able to channel over 70% of our clients into fee based, managed accounts.  This allows us to maintain a consistent income.  We are also able to focus on our clients needs through the ups and downs of the market without worrying about having to sell anything but our service and our expertise".
Jack E. Mensching, President & CEO
Itasca Bank and Trust
Itasca, Illinois

"Community Banks traditionally want relationships, not just transactions. That same attitude was exemplified by Money Concepts. They took the time to study our industry and undersatnd the key compliance issues and what we want to accomplish".
Stevens Plowman, President
Farmers & Merchants Bank & Trust Co., Hannibal, MO

"Money Concepts gives us the additional non-banking products we need to attract and retain customers that need more than traditional banking services."
Robert M. Smith, President & CEO
American Savings Bank
Portsmouth, Ohio

Wealth Management and Financial Planning for Bank Customers Since 1979